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Lauren S Hoffman

Ieq Capital, LLC

Foster City, CA

Cypress, TX

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Current Employers
Ieq Capital, Llc

950 Tower Lane Suite 1800, Foster City, CA 94404 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-05-12
  • TX RA
    APPROVED
    Since 2026-05-12

Branch Locations

950 Tower Lane Suite 1800, Foster City, CA 94404 • United States

Cypress, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated New London CT 02/2014 11/2018
Bank Of America, N.A. New London CT 07/2014 11/2018
Jpmorgan Securities Llc Houston TX 11/2018 Present
Jpmorgan Chase Bank, N.A. Houston TX 11/2018 Present
Ieq Capital, Llc Cypress TX 05/2026 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-04-11
S66 Uniform Combined State Law Examination 2014-05-30
  • S65 Uniform Investment Adviser Law Examination
    2023-04-11
  • S66 Uniform Combined State Law Examination
    2014-05-30
Other Names
  • Lauren S Forbes

View on SEC IAPD

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Other Offices

CITIGROUP GLOBAL MARKETS INC. · Foster City, CA
U.S. BANCORP ADVISORS, LLC · Foster City, CA
J.P. MORGAN SECURITIES LLC · SAN MATEO, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · FOSTER CITY, CA
SUMMITRY, LLC · FOSTER CITY, CA
J.P. MORGAN SECURITIES LLC · FOSTER CITY, CA
WELLS FARGO CLEARING SERVICES, LLC · FOSTER CITY, CA
CELESTA · SAN MATEO, CA

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