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Current Employers
Savant Wealth Management

190 Buckley Drive, Rockford, IL 61107 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2025-07-15
  • AL RA
    APPROVED
    Since 2025-07-15

Branch Locations

101 25Th Street North Suite 100, Birmingham, AL 35203 • United States

190 Buckley Drive, Rockford, IL 61107 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Principal Securities, Inc. Birmingham AL 07/2016 09/2023
Capstone Financial Group, Llc Birmingham AL 09/2016 09/2023
Nia Impact Capital Berkeley CA 09/2023 06/2025
Savant Wealth Management Birmingham AL 06/2025 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-04-26
  • S66 Uniform Combined State Law Examination
    2017-04-26

View on SEC IAPD

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