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100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2023-12-19 |
| TX | RA | APPROVED | 2023-12-19 |
Branch Locations
100 Vanguard Blvd, Malvern, PA 19355 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc. | Malvern | PA | 02/2014 | Present |
| Focust Pointe Global | Philadelphia | PA | 09/2016 | Present |
| Vanguard Marketing Corporation | Malvern | PA | 02/2014 | Present |
| Vanguard Advisers, Inc. | Malvern | PA | 02/2014 | Present |
NAME OF BUSINESS: FOCUS PONTE GLOBAL NON-INVESTMENT-RELATED ADDRESS: PHILADELPHIA, PA NATURE OF BUSINESS: FOCUS GROUPS POSITION: PARTICIPANT START DATE: 09/2016 APPROXIMATE HOURS/MONTH: 1 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: FOCUS GROUP PARTICIPANT
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2014-03-26 |
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