Natalie Marie Breon

Ubs Financial Services Inc.

Minneapolis, MN

CRD 6302086

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Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2026-08-10
CO	RA	APPROVED	2022-12-22
MN	RA	APPROVED	2021-01-18

TX RA
APPROVED_RES

Since 2026-08-10
CO RA
APPROVED

Since 2022-12-22
MN RA
APPROVED

Since 2021-01-18

Branch Locations

80 South 8Th Street Suite 3040, Minneapolis, MN 55402 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Mindtree	Minneapolis	MN	10/2016	09/2020
Ubs Financial Services	Minneapolis	MN	11/2020	Present

10/2016 → 09/2020

Mindtree

Minneapolis, MN
11/2020 → Present

Ubs Financial Services

Minneapolis, MN

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2021-01-16

S66 Uniform Combined State Law Examination

2021-01-16

Other Names

Natalie Breon

View on SEC IAPD

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HAYS FINANCIAL GROUP, LLC · MINNEAPOLIS, MN

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