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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
OK RA APPROVED 2023-07-26
TX RA APPROVED 2018-03-19
  • OK RA
    APPROVED
    Since 2023-07-26
  • TX RA
    APPROVED
    Since 2018-03-19

Branch Locations

333 N Bryant Ave, Edmond, OK 73034 • United States

4114 N Classen Blvd, Oklahoma City, OK 73118 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lincoln Financial Advisors Corporation El Paso TX 09/2014 11/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated Carrollton TX 02/2018 Present
Bank Of America, N.A. Carrollton TX 02/2018 Present
The Home Depot Lawrence KS 12/2017 02/2018
Dial America El Paso TX 10/2016 02/2017
Allied Universal El Paso TX 03/2017 11/2017
Massachusetts Mutual Life El Paso TX 05/2017 03/2018
  • 09/2014 → 11/2017
    Lincoln Financial Advisors Corporation
    El Paso, TX
  • 02/2018 → Present
    Carrollton, TX
  • 02/2018 → Present
    Bank Of America, N.A.
    Carrollton, TX
  • 12/2017 → 02/2018
    The Home Depot
    Lawrence, KS
  • 10/2016 → 02/2017
    Dial America
    El Paso, TX
  • 03/2017 → 11/2017
    Allied Universal
    El Paso, TX
  • 05/2017 → 03/2018
    Massachusetts Mutual Life
    El Paso, TX
Previous Registrations
  • 2015-02-20 → 2017-11-15
    Osaic Fa, Inc.
    El Paso, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-02-12
  • S66 Uniform Combined State Law Examination
    2015-02-12
Other Names
  • Manny Allende

View on SEC IAPD

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