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Jake J. Phillips

Raymond James & Associates, Inc.

Spokane, WA

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-03-29
WA RA APPROVED 2022-03-03
  • TX RA
    APPROVED
    Since 2022-03-29
  • WA RA
    APPROVED
    Since 2022-03-03

Branch Locations

501North Riverpoint Blvd Suite 245, Spokane, WA 99202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Spokane WA 06/2014 03/2022
Bank Of America, N.A. Spokane WA 08/2014 03/2022
Raymond James & Associates, Inc. Spokane WA 03/2022 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-05-20
  • S66 Uniform Combined State Law Examination
    2014-05-20
Other Names
  • Jake James Phillips
  • Jake J Phillips

View on SEC IAPD

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Other Offices

VORPAHL WING ADVISORS, INC. · SPOKANE, WA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · SPOKANE, WA
LPL FINANCIAL LLC · SPOKANE, WA
LPL FINANCIAL LLC · SPOKANE, WA
LPL FINANCIAL LLC · Spokane, WA
AMERIPRISE FINANCIAL SERVICES, LLC · Spokane, WA
OSAIC WEALTH, INC. · SPOKANE, WA
OSAIC ADVISORY SERVICES, LLC · Spokane, WA

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