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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2016-08-19 |
Branch Locations
100 Shorecrest Drive, Clemson, SC 29631 • United States
Mountain Rest, SC • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Flynn Insurance Group Llc | Greer | SC | 08/2012 | 08/2016 |
| Ameriprise Financial Services, Inc. | Clemson | SC | 08/2016 | 03/2020 |
| Ameriprise Financial Services, Llc | Clemson | SC | 03/2020 | Present |
Real Estate Ownership; Single Family; 151 Custom Sawmill rd.Mountain Rest, SC 29664, ,; Not Investment-Related; 10/15/2014. Outside Employment; Thomas M. Pollock Inc; Work as a Financial Advisor; Financial Advisor; 100 Shorecrest Dr., , Clemson, SC, 29664; Investment-Related; 08/19/2016; 60 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-10-02 |
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