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Td Private Client Wealth LLC CRD 164484
$8.57B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1 Vanderbilt Avenue 23Rd Floor, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| RI | RA | APPROVED | 2026-08-26 |
| NH | RA | APPROVED | 2024-05-08 |
| MA | RA | APPROVED | 2024-03-06 |
Branch Locations
23 Market Street, Ipswich, MA 01938 • United States
333 State Street 2Nd Floor, Portsmouth, NH 03801 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nylife Securities Llc | Waltham | MA | 07/2014 | 07/2018 |
| New York Life Ins Co | Waltham | MA | 02/2014 | 07/2018 |
| Alpha Sports Group, Inc | Danvers | MA | 08/2018 | 05/2022 |
| Td Bank | Ipswich | MA | 05/2022 | 02/2024 |
| Td Bank N.A. | Ipswich | MA | 02/2024 | Present |
| Td Private Client Wealth Llc | Ipswich | MA | 02/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2025-07-09 |
| S65 | Uniform Investment Adviser Law Examination | 2023-10-06 |
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