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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2017-11-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bernard M. Sullivan Insurance | Ipswich | MA | 07/2004 | 07/2017 |
| Lincoln Financial Securities Corporation | Concord | NH | 10/2007 | 11/2017 |
| Anthony And Malcolm Insurance Agency, Inc. | Bradford | MA | 04/2017 | 12/2017 |
| Cambridge Investment Research, Inc. | Ipswich | MA | 11/2017 | Present |
| Cambridge Investment Research Advisors, Inc. | Ipswich | MA | 11/2017 | Present |
| Axiom Advisors, Llc, Bedford Nh | Ipswich | MA | 01/2018 | 01/2024 |
| Bernard M. Sullivan Insurance Agency, Inc. | Ipswich | MA | 01/2018 | 11/2025 |
| Dooley Insurance Agency | Ipswich | MA | 01/2026 | Present |
1. THE INSTITUTION FOR SAVINGS, 93 State St., PO BOX 510, Newburyport, MA , BOARD MEMBER OF A NON-PUBLIC ENTITY, CORPORATOR 2/12/11, NIR 3/Yr, 3/TRADING. 2. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 40/WK - 35/TRADING. 11/21/17 3. THE INSTITUTION FOR SAVINGS & IFS 1820 BANCORP, MHC / 93 State Street PO Box 510, Newburyport MA 01950 / NIR / CORPORATOR - ATTEND ANNUAL MEETING, VOTE ON CHANGES / 1 HR/MO - 0 HR/MO TRADING 4. PAUL S. COMO, 12 Market St, Ipswich MA 01938, START DATE 11/2025, Agent, Insurance/Benefits/Human Resources, NIR, 40 HR/MO, 25 HR/MO TRADING. 5. DOOLEY INSURANCE AGENCY, INC, 2 Central Street, Ipswich MA 01938, United States, 01/2025, W2 Employee, Insurance/Benefits/Human Resources, NIR, 40 HR/MO - 30 HR/MO TRADING
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-06-28 |
| S63 | Uniform Securities Agent State Law Examination | 1997-10-10 |
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