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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2017-11-29
  • MA RA
    APPROVED
    Since 2017-11-29

Branch Locations

12 Market Street, Ipswich, MA 01938 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bernard M. Sullivan Insurance Ipswich MA 07/2004 07/2017
Lincoln Financial Securities Corporation Concord NH 10/2007 11/2017
Anthony And Malcolm Insurance Agency, Inc. Bradford MA 04/2017 12/2017
Cambridge Investment Research, Inc. Ipswich MA 11/2017 Present
Cambridge Investment Research Advisors, Inc. Ipswich MA 11/2017 Present
Axiom Advisors, Llc, Bedford Nh Ipswich MA 01/2018 01/2024
Bernard M. Sullivan Insurance Agency, Inc. Ipswich MA 01/2018 11/2025
Dooley Insurance Agency Ipswich MA 01/2026 Present
  • 07/2004 → 07/2017
    Bernard M. Sullivan Insurance
    Ipswich, MA
  • 10/2007 → 11/2017
    Lincoln Financial Securities Corporation
    Concord, NH
  • 04/2017 → 12/2017
    Anthony And Malcolm Insurance Agency, Inc.
    Bradford, MA
  • 11/2017 → Present
    Cambridge Investment Research, Inc.
    Ipswich, MA
  • 11/2017 → Present
    Ipswich, MA
  • 01/2018 → 01/2024
    Axiom Advisors, Llc, Bedford Nh
    Ipswich, MA
  • 01/2018 → 11/2025
    Bernard M. Sullivan Insurance Agency, Inc.
    Ipswich, MA
  • 01/2026 → Present
    Dooley Insurance Agency
    Ipswich, MA
Previous Registrations
  • 2018-04-13 → 2024-01-03
    Ipswich, MA
  • 2007-10-05 → 2017-12-07
    Osaic Fs, Inc.
    Ipswich, MA
    Concord, NH
    Bradford, MA
  • 2006-04-24 → 2007-10-02
    Signator Financial Services, Inc.
    Ipswich, MA
    Ipswich, MA
  • 2005-07-07 → 2006-05-08
    Invest Financial Corporation
    Ipswich, MA
Other Businesses

1. THE INSTITUTION FOR SAVINGS, 93 State St., PO BOX 510, Newburyport, MA , BOARD MEMBER OF A NON-PUBLIC ENTITY, CORPORATOR 2/12/11, NIR 3/Yr, 3/TRADING. 2. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 40/WK - 35/TRADING. 11/21/17 3. THE INSTITUTION FOR SAVINGS & IFS 1820 BANCORP, MHC / 93 State Street PO Box 510, Newburyport MA 01950 / NIR / CORPORATOR - ATTEND ANNUAL MEETING, VOTE ON CHANGES / 1 HR/MO - 0 HR/MO TRADING 4. PAUL S. COMO, 12 Market St, Ipswich MA 01938, START DATE 11/2025, Agent, Insurance/Benefits/Human Resources, NIR, 40 HR/MO, 25 HR/MO TRADING. 5. DOOLEY INSURANCE AGENCY, INC, 2 Central Street, Ipswich MA 01938, United States, 01/2025, W2 Employee, Insurance/Benefits/Human Resources, NIR, 40 HR/MO - 30 HR/MO TRADING

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-06-28
S63 Uniform Securities Agent State Law Examination 1997-10-10
  • S65 Uniform Investment Adviser Law Examination
    2005-06-28
  • S63 Uniform Securities Agent State Law Examination
    1997-10-10
Other Names
  • Paul S. Como

View on SEC IAPD

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