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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-02-04 |
| NJ | RA | APPROVED | 2024-07-24 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Financial Network, Llc | Manasquan | NJ | 05/2016 | 07/2024 |
| Lpl Financial | Manasquan | NJ | 07/2024 | Present |
1 - 07/24/2024 - Harbor Lights Financial Group, Inc. - DBA for LPL Business (entity for LPL business) - Inv Related - At reported business location(s). - Start date: 1/1/2023 160hrs/mnth 8 hrs duing Trading 2. 09/23/2025 - Lighthouse Private Wealth - DBA for LPL Business (entity for LPL business) - Inv Rel - At reported business location(s). - Start date: 09/17/2025 20hrs/mnth 5 hrs duing Trading 3. 12/16/2025 - JDS Financial - Business Entity For Tax/Investment Purposes Only - Not Investment Related - At Reported Business Location(s) - Start Date 01/01/2026 - 100 hours per month/ 3 hours during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-01-06 |
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