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Evan Andrew Gallien

Morgan Stanley

Oak Brook, IL

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-01-28
IL RA APPROVED 2018-10-30
  • TX RA
    APPROVED
    Since 2021-01-28
  • IL RA
    APPROVED
    Since 2018-10-30

Branch Locations

2211 York Road Suite 100, Oak Brook, IL 60523 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Resource Financial Group, Ltd Wilmette IL 03/2006 10/2018
Securities Service Network Wilmette IL 09/2012 10/2018
Morgan Stanley Oak Brook IL 10/2018 Present
Morgan Stanley Private Bank, N.A New York NY 11/2018 Present
  • 03/2006 → 10/2018
    Resource Financial Group, Ltd
    Wilmette, IL
  • 09/2012 → 10/2018
    Securities Service Network
    Wilmette, IL
  • 10/2018 → Present
    Morgan Stanley
    Oak Brook, IL
  • 11/2018 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-11-12
S63 Uniform Securities Agent State Law Examination 2013-04-09
  • S66 Uniform Combined State Law Examination
    2018-11-12
  • S63 Uniform Securities Agent State Law Examination
    2013-04-09
Designations

View on SEC IAPD

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NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
WEALTHQUEST CORPORATION
ERGAWEALTH ADVISORS, INC.
CETERA INVESTMENT ADVISERS LLC
LPL FINANCIAL LLC
GEIGER WEALTH MANAGEMENT

Other Investors

TODD BRENDAN SCHROEDER
MICHAEL CHRISTOPHER LEE
DANIEL P SCHIPITSCH
ALAN P MADEJ
Anthony Joesph Bittman
Joseph Herr
Lauren A Mlady
Danieh Kasar

Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · OAK BROOK, IL
CLIFTONLARSONALLEN WEALTH ADVISORS, LLC · OAK BROOK, IL
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · OAK BROOK, IL
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · Oak Brook, IL
WEALTHQUEST CORPORATION · OAK BROOK, IL
ERGAWEALTH ADVISORS, INC. · OAK BROOK, IL
CETERA INVESTMENT ADVISERS LLC · OAK BROOK, IL
LPL FINANCIAL LLC · OAK BROOK, IL

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