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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2021-04-23 |
Branch Locations
One North Jefferson Avenue Mail Code: H0004-05G, St. Louis, MO 63103 • UNITED STATES
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Td Ameritrade, Inc | St Louis | MO | 01/2018 | 04/2019 |
| Td Ameritrade/Scottrade | St Louis | MO | 12/2014 | 04/2019 |
| Massmutual Life Insurance Co | Chesterfield | MO | 03/2019 | 02/2021 |
| Mml Investors Services, Llc | Chesterfield | MO | 05/2019 | 02/2021 |
| Disys | St Louis | MO | 02/2021 | Present |
| Wells Fargo Clearing Services | St Louis | MO | 03/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-06-18 |
| S63 | Uniform Securities Agent State Law Examination | 2018-08-13 |
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