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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2022-06-30 |
| TX | RA | APPROVED | 2022-06-30 |
Branch Locations
6340 Quadrangle Drive Suite 300, Chapel Hill, NC 27517 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Fayetteville | NC | 09/2014 | 06/2022 |
| Bank Of America, N.A. | Fayetteville | NC | 09/2014 | 06/2022 |
| Morgan Stanley Smith Barney Llc | Chapel Hill | NC | 06/2022 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 08/2022 | Present |
*659680 - Goosey's Books LLC; Investment related: No; Hillsborough, North Carolina; Retail/Online Stores; Partner (proprietor, partner, officer, director, employee, trustee, agent); 08/2025; During business hours: 0; After business hours: 15; Labor/Service
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-11-11 |
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