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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2021-12-14
  • CO RA
    APPROVED
    Since 2021-12-14

Branch Locations

2808 North Ave, Grand Junction, CO 81501 • United States

1700 Lincoln St 10Th & 11Th Fls [Ma/Md-Rbo], Denver, CO 80203 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Foresters Financial Beaverton OR 10/2014 04/2019
United Parcel Service Beaverton OR 11/2018 04/2019
Cuna Brokerage Services, Inc. Waverly IA 05/2019 09/2020
Cuna Mutual Group Waverly IA 05/2019 09/2020
Wells Fargo Clearing Services, Llc Grand Junction CO 11/2021 Present
Wells Fargo Bank, Na Grand Junction CO 11/2021 Present
Unemployed Grand Junction CO 09/2020 09/2021
United Parcel Service Grand Junction CO 09/2021 10/2021
  • 10/2014 → 04/2019
    Foresters Financial
    Beaverton, OR
  • 11/2018 → 04/2019
    United Parcel Service
    Beaverton, OR
  • 05/2019 → 09/2020
    Cuna Brokerage Services, Inc.
    Waverly, IA
  • 05/2019 → 09/2020
    Cuna Mutual Group
    Waverly, IA
  • 11/2021 → Present
    Grand Junction, CO
  • 11/2021 → Present
    Wells Fargo Bank, Na
    Grand Junction, CO
  • 09/2020 → 09/2021
    Unemployed
    Grand Junction, CO
  • 09/2021 → 10/2021
    United Parcel Service
    Grand Junction, CO
Previous Registrations
  • 2019-09-18 → 2020-09-15
    Cuna Brokerage Services, Inc.
    Waverly, IA
    Vancouver, WA
    Salem, OR
    Portland, OR
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-09-13
S63 Uniform Securities Agent State Law Examination 2014-04-01
  • S65 Uniform Investment Adviser Law Examination
    2019-09-13
  • S63 Uniform Securities Agent State Law Examination
    2014-04-01

View on SEC IAPD

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