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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2021-12-14 |
Branch Locations
2808 North Ave, Grand Junction, CO 81501 • United States
1700 Lincoln St 10Th & 11Th Fls [Ma/Md-Rbo], Denver, CO 80203 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Foresters Financial | Beaverton | OR | 10/2014 | 04/2019 |
| United Parcel Service | Beaverton | OR | 11/2018 | 04/2019 |
| Cuna Brokerage Services, Inc. | Waverly | IA | 05/2019 | 09/2020 |
| Cuna Mutual Group | Waverly | IA | 05/2019 | 09/2020 |
| Wells Fargo Clearing Services, Llc | Grand Junction | CO | 11/2021 | Present |
| Wells Fargo Bank, Na | Grand Junction | CO | 11/2021 | Present |
| Unemployed | Grand Junction | CO | 09/2020 | 09/2021 |
| United Parcel Service | Grand Junction | CO | 09/2021 | 10/2021 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-09-13 |
| S63 | Uniform Securities Agent State Law Examination | 2014-04-01 |
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