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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-06-10 |
| CA | RA | APPROVED | 2020-05-08 |
Branch Locations
9665 Wilshire Boulevard Suite 600, Beverly Hills, CA 90212 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| D.A. Davidson & Co. | Los Angeles | CA | 09/2015 | 04/2020 |
| Morgan Stanley | Beverly Hills | CA | 04/2020 | Present |
1) ArtsbyMari; non-investment related; Los Angeles, CA; Hand drawn greeting cards; Owner; starting 10/1/2018; 6 hr/mo and no time during securites trading hours; hand draw and sale of greeting cards on a website.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-05-26 |
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