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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2020-11-12 |
| TX | RA | APPROVED_RES | 2020-11-03 |
Branch Locations
250 Catalonia Ave Suite 600, Coral Gables, FL 33134 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Kovack Securities, Inc. | Ft. Lauderdale | FL | 03/2012 | 01/2019 |
| Kovack Advisors, Inc | Ft. Lauderdale | FL | 08/2012 | 01/2019 |
| Massmutual Life Insurance Co | Coral Gables | FL | 11/2018 | 11/2020 |
| Mml Investors Services, Llc | Coral Gables | FL | 01/2019 | 11/2020 |
| Cambridge Investment Research,Inc | Fairfield | IA | 11/2020 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 11/2020 | Present |
1) FCG WEALTH MANAGEMENT, 250 CATALONIA AVE, STE 600, CORAL GABLES, FL, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, 05/29/12, INV REL, 10/WK- 10/TRADING 2) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-20/WK-20/TRADING 11/12/20
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2020-10-05 |
| S65 | Uniform Investment Adviser Law Examination | 2012-08-07 |
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