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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2023-01-24
  • NY RA
    APPROVED
    Since 2023-01-24

Branch Locations

333 Glen Head Rd Ste 190, Old Brookville, NY 11545 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sii Brookville NY 05/2014 11/2018
Royal Alliance Associates, Inc. Brookville NY 11/2018 01/2023
Cetera Financial Specialists Llc Schaumburg IL 01/2023 Present
Cetera Investment Advisers Llc Schaumburg IL 01/2023 Present
Clearscopewealth Old Brookville NY 10/2014 Present
Emmanuel Zisis Old Brookville NY 09/2021 Present
Clearscope Services Dba Clearscopehr Old Brookville NY 10/2012 Present
  • 05/2014 → 11/2018
    Sii
    Brookville, NY
  • 11/2018 → 01/2023
    Royal Alliance Associates, Inc.
    Brookville, NY
  • 01/2023 → Present
    Cetera Financial Specialists Llc
    Schaumburg, IL
  • 01/2023 → Present
    Schaumburg, IL
  • 10/2014 → Present
    Clearscopewealth
    Old Brookville, NY
  • 09/2021 → Present
    Emmanuel Zisis
    Old Brookville, NY
  • 10/2012 → Present
    Clearscope Services Dba Clearscopehr
    Old Brookville, NY
Previous Registrations
Other Businesses

1) CLEARSCOPEWEALTH; OLD BROOKVILLE, NY; INVESTMENT RELATED; DBA FOR FINANCIAL SERVICES/WEALTH MANAGEMENT; SINCE 10/2014; OWNER; 120 HRS/MO 2) EMMANUEL ZISIS; OLD BROOKVILLE, NY ; INVESTMENT RELATED; FIXED INSURANCE/INSURANCE BROKER; OWNER; SINCE 09/2021; 8 HRS/MO 3) THE PETER LATOS PROSTATE CANCER FOUNDATION; BAYSIDE, NY; NON-INVESTMENT RELATED; VICE PRESIDENT; RAISE PROSTATE CANCER AWARENESS; SINCE 01/2018; 4 HRS/MO 4) CLEARSCOPE SERVICES DBA CLEARSCOPEHR; OLD BROOKVILLE, NY; INVESTMENT RELATED; FIXED INSURANCE; HR CONSULTING; ; SINCE 01/2023; 40 HRS/MO

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2014-10-01
  • S63 Uniform Securities Agent State Law Examination
    2014-10-01

View on SEC IAPD

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