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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-08-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Citigroup | Los Angeles | CA | 12/2015 | 11/2016 |
| Bank Of America | Santa Clarita | CA | 11/2016 | 09/2022 |
| Lpl Financial | Sacramento | CA | 08/2024 | Present |
| Golden1 Credit Union | Sacramento | CA | 03/2024 | Present |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Santa Clarita | CA | 09/2022 | 03/2024 |
1)08/02/2024- Golden1 Investment Services - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) 2)08/02/2024 - Golden 1 Credit Union - Financial Institution Duty - Inv Rel - At Reported Business Location(s) - Start: 03/2024 - 160 Hr/Mth
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-11-18 |
| S63 | Uniform Securities Agent State Law Examination | 2014-03-05 |
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