Nicolas Jacob Wolfson

Employer firm

Independent Financial Partners CRD 125112

$16.3B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers
• Educational seminars
• NON-DISCRETIONARY INVESTMENT ADVICE

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2014 → 02/2019
  T. Rowe Price
  Tampa, FL
• 02/2019 → 09/2020
  E*Trade Securities Llc
  Tampa, FL
• 02/2019 → 09/2020
  E*Trade Capital Management Llc
  Tampa, FL
• 09/2020 → 10/2022
  Self-Employed
  St. Petersburg, FL
• 10/2022 → 12/2022
  Ameriprise Financial Services, Llc
  Clearwater, FL
• 03/2024 → Present
  Ifp Securities, Llc
  Tampa, FL
• 03/2024 → Present
  Independent Financial Partners
  Tampa, FL
• 12/2022 → 03/2024
  Self Employed
  St. Petersburg, FL

Previous Registrations

• 2022-10-06 → 2022-12-21
  Ameriprise Financial Services, Llc
  Clearwater, FL
• 2019-02-15 → 2020-09-30
  Harrisdirect Llc
  Tampa, FL
  Arlington, VA
  Tampa, FL
• 2014-04-07 → 2019-02-04
  T. Rowe Price Advisory Services, Inc.
  Tampa, FL

Other Businesses

(1) Asset Marketing Solutions - investment related - 13500 Evening Creek Drive N, Suite 550, San Diego, CA 92128 - Fixed Insurance - agent - start date 4/4/2024 - 10 hours/month - 10 hours/month during trading - Place life insurance policies1and fixed annuities with clients that fit planning needs (2) AFEA (American Financial Education Alliance) - not investment related - 349 Copperfield Blvd NE STE-L #106 Concord, NC 28025 - This is the company that we will be using for marketing. AFEA is a national non-profit organization comprised of a very diverse and growing membership of licensed professionals. Our members work as attorneys, financial advisors, realtors, mortgage specialist, insurance and investment specialist, CPA's, Health & Wellness Specialist, and a variety of other professions. - volunteer - start date May 8, 2024 - 11 hours/month - 5 hours/month during trading - I will be responsible for teaching a two hour, free, financial education class. This was initially rejected because "in order to avoid any conflicts of interest, no one-on-ones and no advertising of your business at all are permitted." After a discussion with IFP compliance and AFEA CEO I will not be conducting the free one-on-one educational meetings post-presentation.

Exams

• S66 Uniform Combined State Law Examination
  2014-03-31

Designations

• Certified Financial Planner

Other Names

• Nick Jacob Wolfson