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1226 Lincoln Ave Suite 200, San Jose, CA 95125 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-05-27 |
Branch Locations
1226 Lincoln Ave Suite 200, San Jose, CA 95125 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial | San Diego | CA | 03/2006 | 11/2017 |
| Honor Bound Partners, Llc | Sacramento | CA | 12/2017 | 03/2019 |
| Lpl Financial, Llc | Escondido | CA | 12/2017 | 05/2022 |
| Strategic Wealth Advisors Group, Llc | Escondido | CA | 02/2019 | 05/2022 |
| Potentia Wealth | Escondido | CA | 05/2023 | Present |
| Lpl Financial Llc | Escondido | CA | 04/2024 | Present |
| Potentia Wealth | Escondido | CA | 05/2022 | 05/2023 |
| Mariner Independent | Escondido | CA | 07/2019 | 04/2024 |
1 ) 04/2024 - Potentia Wealth / DBA for LPL Business (entity for LPL business) - Inv. Related - At Reported Business Location(s)160 Hrs per month / 100% Time Spent 2) LPL Financial LLC; Investment-Related; Escondido, CA; Broker Dealer; Registered Representative; 4/2024; 160 hrs/mo; 160 hrs/mo during securities trading hours; Duties are operations, compliance, and business transitions.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-07-01 |
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