Best Investors Account Sign in

Charlotte Painter

Morgan Stanley

Salt Lake City, UT

Claim This Profile
Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-05-05
UT RA APPROVED 2021-04-26
  • TX RA
    APPROVED
    Since 2021-05-05
  • UT RA
    APPROVED
    Since 2021-04-26

Branch Locations

60 East South Temple 20Th Floor, Salt Lake City, UT 84111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Salt Lake City UT 02/2015 09/2017
Zions Bank Salt Lake City UT 02/2015 08/2017
Royal Alliance Salt Lake City UT 09/2017 01/2019
Jpmorgan Chase Bank Na Salt Lake City UT 12/2018 01/2021
Jpmorgan Securities Llc Salt Lake City UT 12/2018 01/2021
Morgan Stanley Salt Lake City UT 02/2021 Present
  • 02/2015 → 09/2017
    Lpl Financial
    Salt Lake City, UT
  • 02/2015 → 08/2017
    Zions Bank
    Salt Lake City, UT
  • 09/2017 → 01/2019
    Royal Alliance
    Salt Lake City, UT
  • 12/2018 → 01/2021
    Jpmorgan Chase Bank Na
    Salt Lake City, UT
  • 12/2018 → 01/2021
    Jpmorgan Securities Llc
    Salt Lake City, UT
  • 02/2021 → Present
    Morgan Stanley
    Salt Lake City, UT
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2016-11-21
S65 Uniform Investment Adviser Law Examination 2014-06-19
  • S63 Uniform Securities Agent State Law Examination
    2016-11-21
  • S65 Uniform Investment Adviser Law Examination
    2014-06-19
Designations
Other Names
  • Charlotte Painter
  • Charlotte Painter Carlsen
  • Charlotte N Painter

View on SEC IAPD

Other Firms

RUN VENTURES
LEP MANAGEMENT LLC
UBS FINANCIAL SERVICES INC.
RAYMOND JAMES & ASSOCIATES, INC.
D.A. DAVIDSON & CO.
STRATOS WEALTH PARTNERS, LTD
LPL FINANCIAL LLC
CLIFTONLARSONALLEN WEALTH ADVISORS, LLC

Other Investors

MICHAEL GENE MEYER
BRADLEY ROBERT BRITTON
TERESA DAHL
ADAM THOMAS WILCOX
BRANDON GREGORY PEARSON
ALLEN RAY MCNEAL
Jason Scot Berryman
Cassidy Diane Kendzior

Other Offices

RUN VENTURES · SALT LAKE CITY, UT
LEP MANAGEMENT LLC · SALT LAKE CITY, UT
UBS FINANCIAL SERVICES INC. · SALT LAKE CITY, UT
RAYMOND JAMES & ASSOCIATES, INC. · Salt Lake City, UT
UBS FINANCIAL SERVICES INC. · SALT LAKE CITY, UT
D.A. DAVIDSON & CO. · SALT LAKE CITY, UT
STRATOS WEALTH PARTNERS, LTD · SALT LAKE CITY, UT
LPL FINANCIAL LLC · SALT LAKE CITY, UT

More in Salt Lake City, UT

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor