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Kathleen Annette Cavataio

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Sewickley, PA

Palm Harbor, FL

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2017-08-09
  • PA RA
    APPROVED
    Since 2017-08-09

Branch Locations

417 Thorn St, Sewickley, PA 15143 • United States

33451 Us Highway 19 N Global Human Resources- The Academy,, Palm Harbor, FL 34684 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Pittsburgh PA 07/2017 Present
Pnc Bank Pittsburgh PA 07/2016 07/2017
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-06-30
  • S66 Uniform Combined State Law Examination
    2014-06-30
Other Names
  • Kathleen A Mchugh
  • Kathleen A Cavataio
  • Kathleen Cavataio

View on SEC IAPD

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Other Offices

JMS CAPITAL GROUP WEALTH SERVICES, LLC · SEWICKLEY, PA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SEWICKLEY, PA
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · Sewickley, PA
SCHENLEY CAPITAL, INC · SEWICKLEY, PA
NAV WEALTH PARTNERS · SEWICKLEY, PA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SEWICKLEY, PA
J.P. MORGAN SECURITIES LLC · Sewickley, PA
AMERIPRISE FINANCIAL SERVICES, LLC · Sewickley, PA

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