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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2017-09-13 |
Branch Locations
8178 Lark Brown Rd Suite 302, Elkridge, MD 21075 • United States
Baltimore, MD • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors Llc | Columbia | MD | 10/2014 | 05/2017 |
| Massmutual | Elkridge | MD | 05/2017 | Present |
| Mml Investors Services, Llc | Elkridge | MD | 07/2017 | Present |
1) Name: Thompson Financial Group, LLCInv rel: Y Add: 11350 McCormick Road, Plaza IV Suite 200 Hunt Valley MD 21031 Nature: NonMMLIA Insurance Brokerage Position: Agent Start date: 7/18/17 No. HR/MO: 2 No. HR/MO during sec trading: 1 Describe duties: individual and group life, individual and group health.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-03-13 |
| S63 | Uniform Securities Agent State Law Examination | 2014-11-06 |
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