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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-08-03
MD RA APPROVED 2017-03-25
  • TX RA
    APPROVED_RES
    Since 2021-08-03
  • MD RA
    APPROVED
    Since 2017-03-25

Branch Locations

8178 Lark Brown Rd Suite 302, Elkridge, MD 21075 • United States

Cooksville, MD • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Medex Assistance Corp Towson MD 05/2002 Present
Metlife Securities Inc Linthicum MD 07/2002 03/2017
Mml Investors Services, Llc Elkridge MD 03/2017 Present
Massmutual Life Insurance Company Elkridge MD 07/2016 Present
  • 05/2002 → Present
    Medex Assistance Corp
    Towson, MD
  • 07/2002 → 03/2017
    Metlife Securities Inc
    Linthicum, MD
  • 03/2017 → Present
    Elkridge, MD
  • 07/2016 → Present
    Massmutual Life Insurance Company
    Elkridge, MD
Previous Registrations
  • 2003-05-12 → 2017-03-25
    Msi Financial Services, Inc.
    Elkridge, MD
    Elkridge, MD
    Elkridge, MD
Other Businesses

1) NAME: TIDE CREEK, INV REL: Y ADDR:8178 LARK BROWN RD, SUITE 302, ELKRIDGE MD 21075, NATURE: LIFE INSURANCE, PROPERTY/CASUALTY, HEALTH, GROUP LIFE, GROUP HEALTH, POSITION: SALES/OWNER/AGENT START:10/15/2015 NO HR/MO:5 NO HR/MO DUR TRADING:5. 2) NAME: TIDECREEK PLANNING, LLC, INV REL: Y, ADD: 8178 LARK BROWN RD, SUITE 302, ELKRIDGE, MD 21075 NATURE: CO-OWNER OF LLC FOR PASS THROUGH COMPENSATION, POSITION: CO-OWNER, START DATE: 8/27/2018, NO. HR/MO: 0, NO. HR/MO DURING SEC TRADING: 0 3) NAME: TIDECREEK PROPERTIES, LLC, INV REL: Y, ADD: 8178 LARK BROWN RD, SUITE 302, ELKRIDGE, MD 21075 NATURE: CO-OWNER OF LLC FOR PASS THROUGH COMPENSATION, POSITION: CO-OWNER, START DATE: 6/15/2021, NO. HR/MO: 0, NO. HR/MO DURING SEC TRADING: 0 4) NAME: CPV ADVISORY LLC, INV REL: Y, ADD: 8178 LARK BROWN ROAD, SUITE 302, ELKRIDGE, MD 21075 NATURE: OWNER OF LLC FOR PASS THROUGH COMPENSATION, POSITION: OWNER, START DATE: 02/01/2026 NO. HR/MO: 0 NO. HR/MO DURING SEC TRADING:0

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-04-14
  • S66 Uniform Combined State Law Examination
    2003-04-14
Other Names
  • Christopher Varlotta

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