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Current Employers
Planmember Securities Corporation

6267 Carpinteria Avenue, Carpinteria, CA 93013 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2017-04-17
  • MD RA
    APPROVED
    Since 2017-04-17

Branch Locations

8178 Lark Brown Rd. Ste. 201, Elkridge, MD 21075 • United States

Oviedo, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metropolitan Life Insurance Co. Columbia MD 11/2006 04/2017
Metlife Securities, Inc. Columbia MD 11/2006 04/2017
Massachusetts Mutual Life Insurance Company Springfield MA 07/2016 04/2017
Mml Investors Services, Llc Rockville MD 03/2017 04/2017
Planmember Securities Corporation Carpinteria CA 04/2017 Present
Paladin Advisor Group Elkridge MD 04/2017 Present
Robert R. Clay (Self Employed) Columbia MD 11/1991 Present
  • 11/2006 → 04/2017
    Metropolitan Life Insurance Co.
    Columbia, MD
  • 11/2006 → 04/2017
    Metlife Securities, Inc.
    Columbia, MD
  • 07/2016 → 04/2017
    Massachusetts Mutual Life Insurance Company
    Springfield, MA
  • 03/2017 → 04/2017
    Rockville, MD
  • 04/2017 → Present
    Carpinteria, CA
  • 04/2017 → Present
    Paladin Advisor Group
    Elkridge, MD
  • 11/1991 → Present
    Robert R. Clay (Self Employed)
    Columbia, MD
Previous Registrations
  • 2017-03-25 → 2017-05-01
    Columbia, MD
    Rockville, MD
  • 2007-01-23 → 2017-03-25
    Msi Financial Services, Inc.
    Elkridge, MD
    Baltimore, MD
    Columbia, MD
    Columbia, MD
    Rockville, MD
  • 2000-04-05 → 2006-12-05
    Osaic Fa, Inc.
    Columbia, MD
    Columbia, MD
Other Businesses

1) Paladin Advisor Group-8178 Lark Brown Rd., Suite 201, Elkridge, MD 21075; Investment related; Securities & Insurance Sales & Svcs; Representative; Start date 4/17; 40 hrs/mnth & during trading. 2) Robert R. Clay (self employed) - 7307 Silent Bird Ct, Columbia, MD 21046; Investment related; Insurance (fixed) sales & Svcs; Independent Contractor; Start date 11/91; 5 hrs/mnth & during trading.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-02-25
S63 Uniform Securities Agent State Law Examination 1991-03-08
  • S65 Uniform Investment Adviser Law Examination
    1999-02-25
  • S63 Uniform Securities Agent State Law Examination
    1991-03-08
Other Names
  • Bob Clay

View on SEC IAPD

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