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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-11-06 |
| IL | RA | APPROVED | 2018-02-14 |
| IN | RA | APPROVED | 2018-02-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sii Investments, Inc. | Crown Point | IN | 01/2014 | 02/2018 |
| Lpl Financial Llc | Crown Point | IN | 02/2018 | Present |
1. 02/14/2018 - No Business Name - Investment Related - Non-Variable Insurance - REPRESENTATIVE OFFERING FIXED INSURANCE PRODUCTS - 2 Hours Per Month. 2. 3/26/2018 - Oak Partners, Inc - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 01/14/2014 - 5 Hours Per Month/3 Hours During Securities Trading. 3. 11/29/2021 - Debra L Draves Revocable Living Trust - Not Investment Related - Home Based - Act in a Fiduciary Capacity - Trustee - Started 05/03/2021 - 0 Hours Per Month - Trustee for mother's trust.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-04-17 |
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