Stacey M Fargo

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2014 → 02/2018
  Sii Investments, Inc.
  Crown Point, IN
• 02/2018 → Present
  Lpl Financial Llc
  Crown Point, IN

Previous Registrations

• 2014-04-18 → 2018-02-14
  Sii Investments, Inc.
  Crown Point, IN

Other Businesses

1. 02/14/2018 - No Business Name - Investment Related - Non-Variable Insurance - REPRESENTATIVE OFFERING FIXED INSURANCE PRODUCTS - 2 Hours Per Month. 2. 3/26/2018 - Oak Partners, Inc - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 01/14/2014 - 5 Hours Per Month/3 Hours During Securities Trading. 3. 11/29/2021 - Debra L Draves Revocable Living Trust - Not Investment Related - Home Based - Act in a Fiduciary Capacity - Trustee - Started 05/03/2021 - 0 Hours Per Month - Trustee for mother's trust.

Exams

• S66 Uniform Combined State Law Examination
  2014-04-17

Other Names

• Stacey Marie Smith