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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-12-03
SD RA APPROVED 2017-03-29
  • TX RA
    APPROVED_RES
    Since 2024-12-03
  • SD RA
    APPROVED
    Since 2017-03-29

Branch Locations

610 West 23Rd Street Suite 2, Yankton, SD 57078 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. Yankton SD 03/2014 Present
Raymond James Financial Services Advisors Inc. Yankton SD 03/2017 Present
Den Herder Law Office, Pc Yankton SD 12/2018 01/2020
Other Businesses

(1)Name of Business: Avera Sacred Heart Hospital Address: 501 Summit, Yankton, SD, 57078, United States Activity Type: Non profit Position/Title: Finance/Investment Committee Member Investment Related: Yes Start Date: 07/01/2025 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Avera Hospital systems several hospitals, including Avera Sacred Heart Hospital in Yankton. This committee is composed of local citizens assisting Sacred Heart who have an interest in making certain that the hospital is successful. We will be reviewing budgets and talking about "the big picture" but we will not be establishing budgets or fees. Avera's parent organization and committees will take care of that.\n (2)Name of Business: David Hosmer Law Office, P.C. Address: 505 W. Riverside Drive, Yankton, SD, 57078, United States Activity Type: Attorney Position/Title: Other, Owner/Proprietor Investment Related: No Start Date: 01/01/2021 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I provide complimentary legal services on small projects to existing, fee-based clients. I provide no legal services to non-financial clients, and I limit my legal work to simple projects, such as trusts, simple will, deed, leases, etc. I have purchased a malpractice insurance policy. (3)Name of Business: Legacy Financial Group, Inc. Address: 610 West 23rd Street, Yankton, SD, 57078, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 06/04/2014 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: financial advisor (4)Name of Business: United Way Address: 8th & Broadway, Yankton, SD, 57078, United States Activity Type: Non profit Position/Title: Board Member Investment Related: Yes Start Date: 11/17/2021 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Determine policy for the local United Way and also sit on the finance committee, which reviews the monthly finances. (5)Name of Business: Yankton's Yardbirds, Inc. Address: 505 W Riverside Dr, Yankton, SD, 57078, United States Activity Type: Business Owner Position/Title: Officer - President, Owner/Proprietor Investment Related: No Start Date: 12/07/2023 Hours per month devoted to this business: 41-80 Hours per month devoted to this business during trading hours: 0-1 Description of duties: My hobby for the past decade has been to interview WW2 veterans. I have placed their stories into a series of free podcasts. The next question asks whether the podcast is a business for profit. No. I intend to lose about $1,000 per month. In addition to the podcast two books are in the works. They will both be for-profit, but I don't believe that I will sell over 500 copies of each. If they break even I would be happy. (1)Name of Business: Avera Sacred Heart Hospital Address: 501 Summit, Yankton, SD, 57078, United States Activity Type: Non profit Position/Title: Finance/Investment Committee Member Investment Related: Yes Start Date: 07/01/2025 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Avera Hospital systems several hospitals, including Avera Sacred Heart Hospital in Yankton. This committee is composed of local citizens assisting Sacred Heart who have an interest in making certain that the hospital is successful. We will be reviewing budgets and talking about "the big picture" but we will not be establishing budgets or fees. Avera's parent organization and committees will take care of that.\n (2)Name of Business: David Hosmer Law Office, P.C. Address: 505 W. Riverside Drive, Yankton, SD, 57078, United States Activity Type: Attorney

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-03-07
  • S66 Uniform Combined State Law Examination
    2014-03-07
Designations

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