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600 Portland Avenue South, Minneapolis, MN 55415 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-03-24 |
| CA | RA | APPROVED | 2022-12-12 |
Branch Locations
3605 Alamo St, Simi Valley, CA 93063 • United States
23822 Valencia Blvd, Valencia, CA 91355 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Arxis Wealth Management | Simi Valley | CA | 01/2014 | 09/2018 |
| 1St Global Capital Corp. | Simi Valley | CA | 04/2016 | 06/2017 |
| 1St Global Advisors, Inc. | Simi Valley | CA | 04/2016 | 06/2017 |
| 1St Global Capital, Corp. | Simi Valley | CA | 07/2018 | 08/2018 |
| 1St Global Advisors, Inc. | Simi Valley | CA | 07/2018 | 08/2018 |
| Thrivent Investment Management Inc | Simi Valley | CA | 07/2022 | Present |
| Scorpion Internet Marketing | Valencia | CA | 02/2019 | 05/2022 |
| Unemployed | Simi Valley | CA | 10/2018 | 01/2019 |
| Unemployed | Simi Valley | CA | 06/2022 | 06/2022 |
| Thrivent Financial | Appleton | WI | 10/2022 | 04/2023 |
| Thrivent Financial | Appleton | WI | 04/2023 | Present |
SAMARITAN CENTER POSITION: Board Member NATURE: Non-Profit organization that provides resources for the homeless population of Simi Valley. INVESTMENT RELATED: No NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 0 START DATE: 03/29/2023 ADDRESS: 280 Royal Ave., Simi Valley CA 93065, United States DESCRIPTION: Through governance, my role is to improve the organization's strategic focus and effectiveness to accomplish its mission and vision of the organization. We want to ensure the organization's programs and services are effective
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-12-10 |
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