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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2022-05-04 |
| TX | RA | APPROVED | 2022-04-12 |
Branch Locations
125 River Street, Hoboken, NJ 07030 • United States
8101 Tonnelle Ave, North Bergen, NJ 07047 • United States
3196 Kennedy Blvd (Kennedy Ctr.), Union City, NJ 07087 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Financial Principles | Fairfield | NJ | 07/2017 | 11/2017 |
| Ubs Financial Services Inc | Weehawken | NJ | 11/2017 | 05/2020 |
| Traphagen Financial Group | Oradell | NJ | 01/2016 | 03/2017 |
| Unemployed | North Bergen | NJ | 05/2017 | 06/2017 |
| Fidelity Brokerage Services Llc | New York | NY | 05/2020 | 04/2022 |
| J.P. Morgan Securities Llc | Hoboken | NJ | 04/2022 | Present |
| Jpmorgan Chase Bank, N.A. | Hoboken | NJ | 04/2022 | Present |
| Fidelity Personal And Workplace Advisors | New York | NY | 06/2020 | 04/2022 |
| Traphagen Financial Group | Oradell | NJ | 01/2016 | 04/2017 |
| Ubs | Weehawken | NJ | 11/2017 | 05/2020 |
| Fidelity Investments | New York | NY | 05/2020 | 04/2022 |
| Ubs Financial Services | Weehawken | NJ | 11/2017 | 05/2020 |
| 8515 3Rd Ave Llc | North Bergen | NJ | 11/2024 | 09/2025 |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2017-11-17 |
| S65 | Uniform Investment Adviser Law Examination | 2016-02-17 |
| S66 | Uniform Combined State Law Examination | 2015-07-14 |
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