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Gary S. Schwarzman

J.P. Morgan Securities LLC

Hoboken, NJ

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2014-09-16
  • NJ RA
    APPROVED
    Since 2014-09-16

Branch Locations

125 River Street, Hoboken, NJ 07030 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Hoboken NJ 08/2014 Present
Jpmorgan Chase Bank, N.A. Hoboken NJ 08/2014 Present
Previous Registrations
  • 2006-08-30 → 2007-05-14
    Hsbc Securities (Usa) Inc.
    New York, NY
  • 1999-09-14 → 2004-03-02
    Chase Investment Services Corp.
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-09-12
S65 Uniform Investment Adviser Law Examination 1998-04-06
S63 Uniform Securities Agent State Law Examination 1995-03-10
  • S66 Uniform Combined State Law Examination
    2014-09-12
  • S65 Uniform Investment Adviser Law Examination
    1998-04-06
  • S63 Uniform Securities Agent State Law Examination
    1995-03-10
Other Names
  • Gary Scott Schwarzman

View on SEC IAPD

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Other Offices

ERNST & YOUNG INVESTMENT ADVISERS LLP · Hoboken, NJ
FAROPOINT VENTURES, LLC · HOBOKEN, NJ
HUDSON OAK WEALTH ADVISORY LLC · HOBOKEN, NJ
HIGH TRAIL CAPITAL · HOBOKEN, NJ
CETERA INVESTMENT ADVISERS LLC · HOBOKEN, NJ
CITIZENS SECURITIES, INC. · HOBOKEN, NJ
METAURUS ADVISORS LLC · HOBOKEN, NJ
BARNEGAT FUND MANAGEMENT INC. · HOBOKEN, NJ

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