Inactive

Benjamin Mark Frantz

Orion Portfolio Solutions, LLC

Claim This Profile

Current Employers

Orion Portfolio Solutions, Llc

17605 Wright St, Omaha, NE 68130 • United States

Current Registrations

Authority	Category	Status	Date
NE	RA	APPROVED	2023-01-24

NE RA
APPROVED

Since 2023-01-24

Branch Locations

17605 Wright St, Omaha, NE 68130 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Orion Advisor Solutions	Omaha	NE	03/2014	Present
Orion Portfolio Solutions	Omaha	NE	03/2014	Present

03/2014 → Present

Orion Advisor Solutions

Omaha, NE
03/2014 → Present

Orion Portfolio Solutions

Omaha, NE

Previous Registrations

2021-04-07 → 2023-01-06

Orion Portfolio Solutions, Llc

Omaha, NE

Kansas City, MO

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2021-04-02

S65 Uniform Investment Adviser Law Examination

2021-04-02

Other Names

Ben Frantz

View on SEC IAPD

Other Firms

EQUITABLE ADVISORS, LLC

MML INVESTORS SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

CETERA INVESTMENT ADVISERS LLC

LPL ENTERPRISE, LLC

PFS INVESTMENTS INC.

HILEY HUNT WEALTH MANAGEMENT, INC.

INTEGRITY ALLIANCE, LLC.

Other Investors

SCOTT ALLEN SLADOVNIK

MARK ALLEN LUDWIG

Nathaniel Phillip Beam

KYLEE LIN SIMON

Jack Edward Wolfgram

Bradley Thomas Kenyon

PAUL PATRICK KEATTS

Other Offices

EQUITABLE ADVISORS, LLC · OMAHA, NE

EQUITABLE ADVISORS, LLC · OMAHA, NE

MML INVESTORS SERVICES, LLC · Omaha, NE

AMERIPRISE FINANCIAL SERVICES, LLC · OMAHA, NE

CETERA INVESTMENT ADVISERS LLC · OMAHA, NE

LPL ENTERPRISE, LLC · OMAHA, NE

PFS INVESTMENTS INC. · OMAHA, NE

PFS INVESTMENTS INC. · Omaha, NE

More in Omaha, NE

Reviews

Want to share your experience?

Sign in to leave a review

Loading reviews...

Reach out to this advisor