Best Investors Account Sign in
Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Market timing

From the firm’s Form ADV. Read the guides:

Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-01-03
FL RA APPROVED 2016-04-26
  • TX RA
    APPROVED_RES
    Since 2024-01-03
  • FL RA
    APPROVED
    Since 2016-04-26

Branch Locations

10167 W Sunrise Blvd. Ste 107, Plantation, FL 33322 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Auto Works Collision & Paint Coral Springs FL 06/2003 Present
Nova Southeastern University Fort Lauderdale FL 08/2014 Present
Cambridge Investment Research, Inc. Fairfield IA 04/2016 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 04/2016 Present
  • 06/2003 → Present
    Auto Works Collision & Paint
    Coral Springs, FL
  • 08/2014 → Present
    Nova Southeastern University
    Fort Lauderdale, FL
  • 04/2016 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 04/2016 → Present
    Fairfield, IA
Other Businesses

1. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, 4/2016 AS ADVISORY REP OF A RIA. INV REL - 40 HR/WK - 8/TRADING. 2. VERITAS WEALTH ADVISORS, 10167 W SUNRISE BLVD, STE 107, PLANTATION, FL, 1/2017 AS INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 2/MO - 2/TRADING. 3. AUTO WORKS COLLISION & PAINT, 11850 WILES RD, CORAL SPRINGS, FL, 6/2017 AS OFFICE ASSISTANT. NIR - 8/MO - 0/TRADING. 4. LISA VIGNOLA, ONLINE, PARKLAND FL, ONLINE SALES OF PERSONAL ITEMS, NIR, 05/29/20, 2/WK- 0/TRADING 5. Health Insurance, 10167 W Sunrise Blvd., Ste# 107, Plantation FL 33322, United States, 03/31/2022, Selling Medicare Health Insurance, Insurance/Benefits/Human Resources, NIR, 2 HR/MO - 10HR/MO TRADING 6. IGNITE EMPOWERMENT COMMUNITY CENTER, P.O. Box 9181, Fort Lauderdale FL 33310, 12/2022, Board Member, NIR, 1 HR/MO - 0 HR/MO Trading 7. WURZAK HOTEL GROUP DBA DOUBLETREE BY HILTON HOTEL DEERFIELD BEACH HOTEL, 100 Fairway Dr, Deerfield Beach FL 33441, United States, 02/26/2023, W2 Employee, Food/Beverage Services, NIR, 10 HR/MO - 0 HR/MO TRADING 8. LISA VIGNOLA, Coconut Creek FL 33066, 08/2023, Licensed Real Estate Agent, Real Estate, NIR, 4 HR/MO - 0 HR/MO TRADING. 9. LISA VIGNOLA, COCONUT CREEK FL 33066, 01/2024, REAL ESTATE SALES ASSOCIATE, REAL ESTATE, NIR, 6 HR/MO - 1 HR/MO TRADING.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-03-04
S63 Uniform Securities Agent State Law Examination 2014-11-19
  • S65 Uniform Investment Adviser Law Examination
    2016-03-04
  • S63 Uniform Securities Agent State Law Examination
    2014-11-19
Other Names
  • Lisa Vignola

View on SEC IAPD

Nearby Firms

Nearby Investors

Nearby Offices

More in Plantation, FL

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor