Best Investors Account Sign in

Shippen Royer

Oppenheimer & Co. Inc.

Washington, DC

Potomac, MD

Claim This Profile
Current Employers
Oppenheimer & Co. Inc.

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2024-08-13
DC RA APPROVED 2018-06-25
  • MD RA
    APPROVED
    Since 2024-08-13
  • DC RA
    APPROVED
    Since 2018-06-25

Branch Locations

1801 K Street Nw Suite 750, Washington, DC 20006 • United States

Potomac, MD • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Washington DC 01/2014 01/2017
Bank Of America, N.A. Washington DC 09/2014 01/2017
Oppenheimer & Co. Inc. Washington DC 06/2018 Present
Phyxius Arbitrage Fund Lp Great Falls VA 03/2017 04/2018
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-06-14
  • S66 Uniform Combined State Law Examination
    2014-06-14
Other Names
  • Shippen Royer
  • Shippen C Royer

View on SEC IAPD

Other Firms

BRYSPEN, INCORPORATED
3WIRE INVESTMENT
LPL FINANCIAL LLC
ORIDIAN CAPITAL MANAGEMENT, L.P.
C5 CAPITAL USA LLC
AEB CAPITAL
DOMINION FINANCIAL CONSULTANTS, LLC
A.G.P. / ALLIANCE GLOBAL PARTNERS

Other Investors

LEAH SAWYER BRYAN
GARY ANDREW EDMONDS
JAMES DARRELL ZACK
HSIAO-CHUAN CHANG
AMANDA JEAN ZACK
CHRISTINE RUSHIN MISTR
CHARLES DOUGLAS HARTLEY
Marilyn McKinnon

Other Offices

BRYSPEN, INCORPORATED · WASHINGTON, DC
3WIRE INVESTMENT · WASHINGTON, DC
LPL FINANCIAL LLC · WASHINGTON, DC
ORIDIAN CAPITAL MANAGEMENT, L.P. · WASHINGTON, DC
C5 CAPITAL USA LLC · WASHINGTON, DC
AEB CAPITAL · WASHINGTON, DC
DOMINION FINANCIAL CONSULTANTS, LLC · WASHINGTON, DC
A.G.P. / ALLIANCE GLOBAL PARTNERS · Washington, DC

More in Washington, DC

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor