Carter A Vaughan

Employer firm

Captrust CRD 175112

$1.24T regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2014 → 06/2017
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Fort Worth, TX
• 04/2023 → Present
  Capfinancial Partners Llc (Captrust)
  Raleigh, NC
• 04/2023 → Present
  Capfinancial Securities Llc
  Raleigh, NC
• 01/2018 → 03/2023
  Omega Wealth Partners, Inc.
  Fort Worth, TX
• 07/2017 → 11/2023
  Omega Securities, Inc.
  Fort Worth, TX

Previous Registrations

• 2018-04-10 → 2023-10-27
  Omega Wealth Partners, Inc.
  Fort Worth, TX
• 2017-08-07 → 2017-12-31
  Omega Wealth Partners, Inc.
  Fort Worth, TX
• 2014-04-17 → 2017-06-27
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Fort Worth, TX
  Arlington, TX
  Arlington, TX
  Fort Worth, TX
  Arlington, TX
  Frisco, TX

Exams

• S66 Uniform Combined State Law Examination
  2014-04-15

Designations

• Certified Financial Planner

Other Names

• Carter Allen Vaughan