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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2025-01-31 |
| TX | RA | APPROVED_RES | 2022-10-13 |
| TN | RA | APPROVED | 2018-04-26 |
Branch Locations
2021 Meadowview Lane, Kingsport, TN 37660 • United States
201 S. Wilcox Dr., Kingsport, TN 37660-5146 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner And Smith Incorporated | Kingsport | TN | 01/2014 | 04/2018 |
| Bank Of America, N.A. | Kingsport | TN | 06/2014 | 04/2018 |
| Lpl Financial Llc | Kingsport | TN | 04/2018 | Present |
| Eastman Credit Union | Kingsport | TN | 04/2018 | Present |
1) 2018-04-25 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name. - ECU Asset Management / - DBA for LPL Business (entity for LPL business) - Y - at reported business location(s) - 2018-04-18 - hrs/mth - hrs/mth during trading 2) 2018-07-17 - NONE - Real Estate Rental - N - 1321 Magnolia Ave, Kingsport TN 37660 - 2018-07-09 - 1hrs/mth - 0hrs/mth during trading 3) 2024-01-30 - MMM Equipment, LLC - Other - Equipment Leasing - N - at reported business location(s) - 2023-10-19 - 1hrs/mth - 0hrs/mth during trading 4) 2026-05-08 - Matthew Crowder / Crowder Insurance - Non-Variable Insurance - N - at reported business location(s) - 2026-04-28 - 5hrs/mth - 5hrs/mth during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-04-17 |
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