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Matthew James Sims

Hantz Financial Services, Inc.

Okemos, MI

CRD 5121760

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Employer firm

Hantz Financial Services, Inc. CRD 46047

$10.0B regulatory AUM 1,861 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Hantz Financial Services, Inc.

26200 American Drive Fifth Floor, Southfield, MI 48034 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2017-05-12
NJ RA APPROVED 2017-04-04
OH RA APPROVED 2014-12-08
IN RA APPROVED 2011-11-14
MI RA APPROVED 2011-05-12
  • WI RA
    APPROVED
    Since 2017-05-12
  • NJ RA
    APPROVED
    Since 2017-04-04
  • OH RA
    APPROVED
    Since 2014-12-08
  • IN RA
    APPROVED
    Since 2011-11-14
  • MI RA
    APPROVED
    Since 2011-05-12

Branch Locations

3450 Alaiedon Parkway, Okemos, MI 48864 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hantz Financial Services, Inc. Southfield MI 08/2006 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-05-09
S63 Uniform Securities Agent State Law Examination 2006-08-22
  • S66 Uniform Combined State Law Examination
    2011-05-09
  • S63 Uniform Securities Agent State Law Examination
    2006-08-22
Designations
  • Chartered Financial Consultant

View on SEC IAPD

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