Best Investors Account Sign in
Claim This Profile
Employer firm

Transamerica Financial Advisors, LLC CRD 16164

$2.11B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Transamerica Financial Advisors, Llc

Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-03-09
  • TX RA
    APPROVED_RES
    Since 2021-03-09

Branch Locations

4324 Mapleshade Ln., Suite 263, Plano, TX 75093 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Transamerica Financial Advisors Plano TX 01/2014 Present
World Financial Group, Inc. Plano TX 10/2013 Present
Student San Diego CA 04/2012 05/2023
Sears Holding Corporation Hartford Turnpike CT 09/2017 12/2017
Mancon Groton CT 03/2018 06/2018
Department Of The Navy Groton CT 03/2018 06/2018
Department Of The Air Force (Air Force Elements) Groton CT 12/2018 11/2021
Greater Mystic Chamber Of Commerce Mystic CT 03/2019 11/2021
Gusto Payroll Denve CO 11/2020 Present
Net Law Group Inc Louisville KY 03/2022 Present
Rowlett Area Chamber Rowlett TX 08/2022 Present
Veterans Health Administration, Dallas Va Medical Center Dallas TX 09/2022 07/2025
Champion Health Inc Scottsdale AZ 06/2023 Present
Senior Life Insurance Company Thomasville GA 08/2023 Present
Stars United Global Outreach Dallas TX 04/2025 07/2025
Growapprised Forney TX 11/2025 Present
Northwest Registered Agent Spokane WA 05/2026 Present
U.S. Department Of Labor (Dol) Dc WA 08/2026 Present
  • 01/2014 → Present
    Transamerica Financial Advisors
    Plano, TX
  • 10/2013 → Present
    World Financial Group, Inc.
    Plano, TX
  • 04/2012 → 05/2023
    Student
    San Diego, CA
  • 09/2017 → 12/2017
    Sears Holding Corporation
    Hartford Turnpike, CT
  • 03/2018 → 06/2018
    Mancon
    Groton, CT
  • 03/2018 → 06/2018
    Department Of The Navy
    Groton, CT
  • 12/2018 → 11/2021
    Department Of The Air Force (Air Force Elements)
    Groton, CT
  • 03/2019 → 11/2021
    Greater Mystic Chamber Of Commerce
    Mystic, CT
  • 11/2020 → Present
    Gusto Payroll
    Denve, CO
  • 03/2022 → Present
    Net Law Group Inc
    Louisville, KY
  • 08/2022 → Present
    Rowlett Area Chamber
    Rowlett, TX
  • 09/2022 → 07/2025
    Veterans Health Administration, Dallas Va Medical Center
    Dallas, TX
  • 06/2023 → Present
    Champion Health Inc
    Scottsdale, AZ
  • 08/2023 → Present
    Senior Life Insurance Company
    Thomasville, GA
  • 04/2025 → 07/2025
    Stars United Global Outreach
    Dallas, TX
  • 11/2025 → Present
    Growapprised
    Forney, TX
  • 05/2026 → Present
    Northwest Registered Agent
    Spokane, WA
  • 08/2026 → Present
    U.S. Department Of Labor (Dol)
    Dc, WA
Other Businesses

Sales of insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors (TFA). Rowlette Area Chamber | 8/2022 | member | investment related | Rowlette, TX Net Law Group Inc. / 0322-Present / Investment Related: No / 12910 Shelbyville Rd. Suite 124 Louisville, KY 40243/ Advisor / Estate Planning / Hrs. Work Monthly: 20 / Sec Trading Hrs: 1 / Providing clients with Wills and Trusts Gusto Payroll / 1120-Present / Investment Related: No / 1201 16th St. Denver , CO 80202 / Gusto Affiliate / Payroll Employee Benefits/ Hrs Work Monthly: 20 / Sec Trading Hrs: 1 / I will refer business owners in need of employee benefits such as payroll, worker comp, medical insurance , dental insurance and vision insurance. CHAMPION HEALTH INC POSITION: Referral Agent NATURE: Health insurance for businesses INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 06/26/2023 ADDRESS: 7272 E. Indian School Rd., Suite 540, Scottsdale AZ 85251, United States DESCRIPTION: I will refer businesses and corporations that are in need of providing health benefits for their employees to Champion Health. SENIOR LIFE INSURANCE COMPANY POSITION: Agent NATURE: I will be selling only Guaranteed Group life insurance to businesses with 5 or more employees. INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 1 START DATE: 08/28/2023 ADDRESS: 1 Senior Life Ln, Thomasville GA 31792, United States DESCRIPTION: Prospecting and networking with businesses that have 5 or employees and inquire about group life insurance for their employees. GROWAPPRISED POSITION: Founder NATURE: Business Education INVESTMENT RELATED: No NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 4 START DATE: 11/20/2025 ADDRESS: 112 Wenham Way, Forney TX 75126, United States DESCRIPTION: As the Founder of Growapprised, I will provide strategic oversight of daily operations, content development, and client success throughout the entrepreneurial process. Each morning, I will dedicate approximately two hours to reviewingbusiness performance metrics, planning key initiatives, and managing internal and external communications. Midday, Iwill allocate an additional two hours to financial analysis, partnership development, and executing growth strategies todrive the company's long-term objectives. NORTHWEST REGISTERED AGENT POSITION: Agent Affiliate Porgram NATURE: business formation (LLC/corporation) INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 1 START DATE: 05/25/2026 ADDRESS: 522 W. Riverside Ave, Suite N, Spokane WA 99201, United States DESCRIPTION: A distribution channel for business formation demand. It's a performance-based marketing program where I would send traffic (people) to Northwest. They convert those people into customers. Then I receive a commission per signup. U.S. DEPARTMENT OF LABOR (DOL) POSITION: Benefits Advisor (Federal) NATURE: Federal government agency; regulatory oversight and enforcement of Federal employee benefit plans INVESTMENT RELATED: No NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 6 START DATE: 08/10/2026 ADDRESS: 200 Constitution Avenue NW, DC WA 20210, United States DESCRIPTION: Serving as a full-time Employee Benefits Advisor with the Department of Labor. Daily responsibilities are strictly administrative in nature. Focusing on providing technical guidance to Federal employee plan participants and employers regarding their rights and obligations under ERISA. Duties include answering regulatory inquiries, reviewing plan documents to provide and compliance assistance. This position is completely non-investigative and back-office, involving zero marketing, solicitation, or sale of securities, and no retail investment advice or asset management."

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-06-03
S63 Uniform Securities Agent State Law Examination 2014-02-07
  • S65 Uniform Investment Adviser Law Examination
    2017-06-03
  • S63 Uniform Securities Agent State Law Examination
    2014-02-07

View on SEC IAPD

Nearby Firms

Nearby Investors

Nearby Offices

More in Plano, TX

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor