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Transamerica Financial Advisors, LLC CRD 16164
$2.11B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-03-09 |
Branch Locations
4324 Mapleshade Ln., Suite 263, Plano, TX 75093 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Transamerica Financial Advisors | Plano | TX | 01/2014 | Present |
| World Financial Group, Inc. | Plano | TX | 10/2013 | Present |
| Student | San Diego | CA | 04/2012 | 05/2023 |
| Sears Holding Corporation | Hartford Turnpike | CT | 09/2017 | 12/2017 |
| Mancon | Groton | CT | 03/2018 | 06/2018 |
| Department Of The Navy | Groton | CT | 03/2018 | 06/2018 |
| Department Of The Air Force (Air Force Elements) | Groton | CT | 12/2018 | 11/2021 |
| Greater Mystic Chamber Of Commerce | Mystic | CT | 03/2019 | 11/2021 |
| Gusto Payroll | Denve | CO | 11/2020 | Present |
| Net Law Group Inc | Louisville | KY | 03/2022 | Present |
| Rowlett Area Chamber | Rowlett | TX | 08/2022 | Present |
| Veterans Health Administration, Dallas Va Medical Center | Dallas | TX | 09/2022 | 07/2025 |
| Champion Health Inc | Scottsdale | AZ | 06/2023 | Present |
| Senior Life Insurance Company | Thomasville | GA | 08/2023 | Present |
| Stars United Global Outreach | Dallas | TX | 04/2025 | 07/2025 |
| Growapprised | Forney | TX | 11/2025 | Present |
| Northwest Registered Agent | Spokane | WA | 05/2026 | Present |
| U.S. Department Of Labor (Dol) | Dc | WA | 08/2026 | Present |
Sales of insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors (TFA). Rowlette Area Chamber | 8/2022 | member | investment related | Rowlette, TX Net Law Group Inc. / 0322-Present / Investment Related: No / 12910 Shelbyville Rd. Suite 124 Louisville, KY 40243/ Advisor / Estate Planning / Hrs. Work Monthly: 20 / Sec Trading Hrs: 1 / Providing clients with Wills and Trusts Gusto Payroll / 1120-Present / Investment Related: No / 1201 16th St. Denver , CO 80202 / Gusto Affiliate / Payroll Employee Benefits/ Hrs Work Monthly: 20 / Sec Trading Hrs: 1 / I will refer business owners in need of employee benefits such as payroll, worker comp, medical insurance , dental insurance and vision insurance. CHAMPION HEALTH INC POSITION: Referral Agent NATURE: Health insurance for businesses INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 06/26/2023 ADDRESS: 7272 E. Indian School Rd., Suite 540, Scottsdale AZ 85251, United States DESCRIPTION: I will refer businesses and corporations that are in need of providing health benefits for their employees to Champion Health. SENIOR LIFE INSURANCE COMPANY POSITION: Agent NATURE: I will be selling only Guaranteed Group life insurance to businesses with 5 or more employees. INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 1 START DATE: 08/28/2023 ADDRESS: 1 Senior Life Ln, Thomasville GA 31792, United States DESCRIPTION: Prospecting and networking with businesses that have 5 or employees and inquire about group life insurance for their employees. GROWAPPRISED POSITION: Founder NATURE: Business Education INVESTMENT RELATED: No NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 4 START DATE: 11/20/2025 ADDRESS: 112 Wenham Way, Forney TX 75126, United States DESCRIPTION: As the Founder of Growapprised, I will provide strategic oversight of daily operations, content development, and client success throughout the entrepreneurial process. Each morning, I will dedicate approximately two hours to reviewingbusiness performance metrics, planning key initiatives, and managing internal and external communications. Midday, Iwill allocate an additional two hours to financial analysis, partnership development, and executing growth strategies todrive the company's long-term objectives. NORTHWEST REGISTERED AGENT POSITION: Agent Affiliate Porgram NATURE: business formation (LLC/corporation) INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 1 START DATE: 05/25/2026 ADDRESS: 522 W. Riverside Ave, Suite N, Spokane WA 99201, United States DESCRIPTION: A distribution channel for business formation demand. It's a performance-based marketing program where I would send traffic (people) to Northwest. They convert those people into customers. Then I receive a commission per signup. U.S. DEPARTMENT OF LABOR (DOL) POSITION: Benefits Advisor (Federal) NATURE: Federal government agency; regulatory oversight and enforcement of Federal employee benefit plans INVESTMENT RELATED: No NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 6 START DATE: 08/10/2026 ADDRESS: 200 Constitution Avenue NW, DC WA 20210, United States DESCRIPTION: Serving as a full-time Employee Benefits Advisor with the Department of Labor. Daily responsibilities are strictly administrative in nature. Focusing on providing technical guidance to Federal employee plan participants and employers regarding their rights and obligations under ERISA. Duties include answering regulatory inquiries, reviewing plan documents to provide and compliance assistance. This position is completely non-investigative and back-office, involving zero marketing, solicitation, or sale of securities, and no retail investment advice or asset management."
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-06-03 |
| S63 | Uniform Securities Agent State Law Examination | 2014-02-07 |
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