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CRD 6291564
Raymond James Financial Services Advisors, Inc CRD 149018
$390B regulatory AUM 5,542 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2022-01-24 |
Branch Locations
880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Riverview, FL • United States
880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2021-12-03 |
Branch Locations
880 Carillon Parkway, St. Petersburg, FL 33716 • UNITED STATES
Riverview, FL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Jacksonville | FL | 12/2014 | 04/2017 |
| Morgan Stanley | Temple Terrace | FL | 05/2017 | 10/2021 |
| Raymond James & Associates, Inc. | St. Petersburg | FL | 10/2021 | Present |
| Raymond James Financial Services Advisors, Inc | St. Petersburg | FL | 01/2022 | Present |
| Raymond James Financial Services, Inc. | St. Petersburg | FL | 01/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-08-31 |
| S63 | Uniform Securities Agent State Law Examination | 2015-05-01 |
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