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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-03-11 |
| CA | RA | APPROVED | 2017-12-22 |
Branch Locations
1137 West Avenue M-14 Suite 104, Palmdale, CA 93551 • United States
55 South Lake Avenue Pasadena Towers - Tower Ii Suite 700, Pasadena, CA 91101 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nylife Securities Llc | Woodland Hills | CA | 05/2016 | 10/2017 |
| New York Life Insurance | Woodland Hills | CA | 08/2015 | 10/2017 |
| Morgan Stanley | Palmdale | CA | 10/2017 | Present |
| Morgan Stanley Private Bank, National Association | New York | NY | 12/2017 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-12-22 |
| S63 | Uniform Securities Agent State Law Examination | 2017-03-13 |
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