Best Investors
Account
Sign in
Best Investors
Account
Sign in
Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2015-10-19 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Transamerica Financial Advisors, Inc | Centerville | OH | 01/2014 | Present |
| World Financial Group, Inc. | Dayton | OH | 12/2013 | Present |
| Lima Sr. High School | Lima | OH | 02/2019 | Present |
| Midwest Metal Fabricators | Wapakoneta | OH | 01/2002 | Present |
| University Of Northwestern Ohio | Lima | OH | 04/2023 | Present |
Sales of insurance and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc. Lima Sr. High School / 0219-Present / INVESTMENT RELATED: NO /1 Spartan Way Lima, OH 45801/ Tennis Coach / Education / hrs work monthly: 30 / Sec trading hrs: 0 / Coach High MIDWEST METAL FABRICATORS POSITION: Shipping/Receiving Coordinator NATURE: HVAC Commercial Ductwork Fabrication INVESTMENT RELATED: No NUMBER OF HOURS: 60 SECURITIES TRADING HOURS: 3 START DATE: 01/28/2002 ADDRESS: 712 Maple St, Wapakoneta OH 45895, United States DESCRIPTION: Coordinate shipments and to and from customers and suppliers. UNIVERSITY OF NORTHWESTERN OHIO POSITION: Assistant Tennis Coach NATURE: Higher Education/Community college INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 0 START DATE: 04/15/2023 ADDRESS: 1441 North Cable Rd, Lima OH 45805, United States DESCRIPTION: Help run practices, recruit athletes, drive, and help coach.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-09-11 |
| S63 | Uniform Securities Agent State Law Examination | 2014-11-14 |
Reach out to this advisor