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Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2019-11-29
  • IL RA
    APPROVED
    Since 2019-11-29

Branch Locations

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Chicago, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Job Seeker Kansas City MO 01/2016 11/2016
Hendrick Automotive Group Kansas City MO 01/2017 01/2017
Safehaven Adt North Kansas City MO 05/2017 07/2017
Macy'S Overland Park KS 08/2017 11/2017
Ac Hotel, Interstate Kansas City MO 12/2017 01/2018
Self-Employed Kansas City MO 11/2016 12/2017
Gwfs Equities Overland Park KS 01/2018 Present
  • 01/2016 → 11/2016
    Job Seeker
    Kansas City, MO
  • 01/2017 → 01/2017
    Hendrick Automotive Group
    Kansas City, MO
  • 05/2017 → 07/2017
    Safehaven Adt
    North Kansas City, MO
  • 08/2017 → 11/2017
    Macy'S
    Overland Park, KS
  • 12/2017 → 01/2018
    Ac Hotel, Interstate
    Kansas City, MO
  • 11/2016 → 12/2017
    Self-Employed
    Kansas City, MO
  • 01/2018 → Present
    Gwfs Equities
    Overland Park, KS
Previous Registrations
  • 2014-03-28 → 2016-01-12
    Kansas City, MO
    Kansas City, MO
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-11-26
S63 Uniform Securities Agent State Law Examination 2018-04-04
S66 Uniform Combined State Law Examination 2014-03-28
  • S65 Uniform Investment Adviser Law Examination
    2019-11-26
  • S63 Uniform Securities Agent State Law Examination
    2018-04-04
  • S66 Uniform Combined State Law Examination
    2014-03-28

View on SEC IAPD

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