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Christopher Joseph Tafaro

Alliancebernstein L.P.

Washington, DC

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Current Employers
Alliancebernstein L.P.

501 Commerce Street, Nashville, TN 37203 • United States

Current Registrations

AuthorityCategoryStatusDate
DC RA APPROVED 2022-04-20
VA RA APPROVED 2022-03-30
  • DC RA
    APPROVED
    Since 2022-04-20
  • VA RA
    APPROVED
    Since 2022-03-30

Branch Locations

800 Connecticut Avenue, N.W. Suite 1100, Washington, DC 20006-2720 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Brokerage Services Llc Westlake TX 01/2015 03/2022
Fidelity Personal And Workplace Advisors Boston MA 07/2018 03/2022
Bernstein Private Wealth Management Washington DC 03/2022 Present
  • 01/2015 → 03/2022
    Fidelity Brokerage Services Llc
    Westlake, TX
  • 07/2018 → 03/2022
    Fidelity Personal And Workplace Advisors
    Boston, MA
  • 03/2022 → Present
    Bernstein Private Wealth Management
    Washington, DC
Previous Registrations
  • 2018-07-13 → 2022-03-19
    Fidelity Personal And Workplace Advisors
    Boston, MA
  • 2015-07-02 → 2018-07-13
    Strategic Advisers Llc
    Tysons Corner, VA
    Washington, DC
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-05-26
S63 Uniform Securities Agent State Law Examination 2014-04-28
  • S65 Uniform Investment Adviser Law Examination
    2015-05-26
  • S63 Uniform Securities Agent State Law Examination
    2014-04-28

View on SEC IAPD

Other Firms

BRYSPEN, INCORPORATED
3WIRE INVESTMENT
LPL FINANCIAL LLC
ORIDIAN CAPITAL MANAGEMENT, L.P.
C5 CAPITAL USA LLC
AEB CAPITAL
DOMINION FINANCIAL CONSULTANTS, LLC
A.G.P. / ALLIANCE GLOBAL PARTNERS

Other Investors

LEAH SAWYER BRYAN
GARY ANDREW EDMONDS
JAMES DARRELL ZACK
HSIAO-CHUAN CHANG
AMANDA JEAN ZACK
CHRISTINE RUSHIN MISTR
CHARLES DOUGLAS HARTLEY
Marilyn McKinnon

Other Offices

BRYSPEN, INCORPORATED · WASHINGTON, DC
3WIRE INVESTMENT · WASHINGTON, DC
LPL FINANCIAL LLC · WASHINGTON, DC
ORIDIAN CAPITAL MANAGEMENT, L.P. · WASHINGTON, DC
C5 CAPITAL USA LLC · WASHINGTON, DC
AEB CAPITAL · WASHINGTON, DC
DOMINION FINANCIAL CONSULTANTS, LLC · WASHINGTON, DC
A.G.P. / ALLIANCE GLOBAL PARTNERS · Washington, DC

More in Washington, DC

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