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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-05-15 |
Branch Locations
8303 N Mopac Expressway Suite A110, Austin, TX 78759 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Austin | TX | 01/2014 | 11/2016 |
| Wells Fargo Bank Na | Austin | TX | 10/2010 | 06/2024 |
| Wells Fargo Clearing Services, Llc | Austin | TX | 11/2016 | 06/2024 |
| Cuso Financial Services, Lp | San Diego | CA | 06/2024 | 05/2025 |
| University Federal Credit Union | Austin | TX | 06/2024 | Present |
| Lpl Financial Llc | Austin | TX | 05/2025 | Present |
1. 05/15/2025- UFCU Investment Services- DBA for LPL Business (entity for LPL business)- INV Related- At Reported Business Location(s)- Start date 07/01/2024- 173 Hours Per Month- 173 Hours During Trading 2. 05/15/2025- University Federal Credit Union- Financial Institution Duty- INV Related- At Reported Business Location(s)- Start date 06/24/2024- 173 Hours Per Month- 164 Hours During Trading 3. 05/15/2025- Jeffrey A. Birk- Notary- INV Related- At Reported Business Location(s)- Start date 05/12/2012- 2 Hours Per Month- 2 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-04-03 |
| S63 | Uniform Securities Agent State Law Examination | 2014-03-10 |
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