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Eric Matthew Klaes

Charles Schwab & Co., Inc.

Indianapolis, IN

Vandalia, OH

CRD 6290035

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Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Selection of other advisers
  • WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2023-04-18
CA RA APPROVED 2020-03-04
  • OH RA
    APPROVED
    Since 2023-04-18
  • CA RA
    APPROVED
    Since 2020-03-04

Branch Locations

8332 Woodfield Crossing Blvd, Indianapolis, IN 46240-2482 • United States

Vandalia, OH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Litchfield Park AZ 01/2014 Present
Schwab Private Client Investment Advisors Phoenix AZ 11/2018 03/2020
Charles Schwab Bank, Ssb Vandalia OH 08/2021 Present
Charles Schwab Premiere Bank Vandalia OH 08/2021 Present
Charles Schwab Trust Bank Litchfield Park AZ 08/2021 Present
  • 01/2014 → Present
    Charles Schwab & Co., Inc.
    Litchfield Park, AZ
  • 11/2018 → 03/2020
    Schwab Private Client Investment Advisors
    Phoenix, AZ
  • 08/2021 → Present
    Charles Schwab Bank, Ssb
    Vandalia, OH
  • 08/2021 → Present
    Charles Schwab Premiere Bank
    Vandalia, OH
  • 08/2021 → Present
    Charles Schwab Trust Bank
    Litchfield Park, AZ
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-01-07
S63 Uniform Securities Agent State Law Examination 2014-07-11
  • S66 Uniform Combined State Law Examination
    2019-01-07
  • S63 Uniform Securities Agent State Law Examination
    2014-07-11

View on SEC IAPD

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