David Matthew Nagy

Employer firm

Vanguard Advisers, Inc. CRD 106715

$345B regulatory AUM 89,430 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2011 → 12/2017
  Wells Fargo Bank, N.A.
  Seymour, CT
• 11/2016 → 12/2017
  Wells Fargo Clearing Services, Llc
  Seymour, CT
• 12/2017 → 10/2020
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Charlotte, NC
• 12/2017 → 10/2020
  Bank Of America
  Charlotte, NC
• 07/2024 → 06/2025
  Edward Jones
  Scottsdale, AZ
• 10/2025 → Present
  The Vanguard Group, Inc.
  Scottsdale, AZ
• 10/2025 → Present
  Vanguard Marketing Corporation
  Scottsdale, AZ
• 12/2020 → Present
  Nagsroot, Llc
  Gilbert, AZ
• 10/2020 → 05/2024
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Gilbert, AZ
• 10/2020 → 05/2024
  Bank Of America
  Gilbert, AZ

Previous Registrations

• 2024-07-08 → 2025-06-05
  Edward Jones
  Scottsdale, AZ
  Scottsdale, AZ
  Scottsdale, AZ
• 2018-04-02 → 2024-05-20
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Charlotte, NC
  Charlotte, NC
  Charlotte, NC
  Gilbert, AZ
  Charlotte, NC
  Charlotte, NC
  Gilbert, AZ
  Gilbert, AZ
  Mesa, AZ
  Phoenix, AZ
  Gilbert, AZ

Other Businesses

NAME OF BUSINESS: NAGSROOT, LLC NON-INVESTMENT-RELATED ADDRESS: GILBERT, AZ NATURE OF BUSINESS: E-COMMERCE POSITION: OWNER START DATE: 12/2020 APPROXIMATE HOURS/MONTH: 0 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: SELLING CUSTOM T-SHIRTS ON ETSY

Exams

• S66 Uniform Combined State Law Examination
  2018-03-29
• S63 Uniform Securities Agent State Law Examination
  2014-03-11

Other Names

• David Nagy
• David Matthew Nagy
• David M Nagy