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Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2014-06-23
  • OH RA
    APPROVED
    Since 2014-06-23

Branch Locations

6546 Weatherfield Court, Maumee, OH 43537 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Investment Management Inc Maumee OH 03/2014 Present
Thrivent Financial Appleton WI 08/2014 Present
Other Businesses

HOGWALLOW, LLC POSITION: Member NATURE: The HogWallow, LLC owns a log cabin and 37 acres of land in the Hockiing Hills of Southern Ohio and assets invested in securities to generate income to pay the expenses for maintaining the log cabin. The assets of the LLC were transferred to it when the Duffy Family Limited Partnership was ended. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2022 ADDRESS: 2988 Carlton Road, Shaker Heights OH 44122, United States DESCRIPTION: As a Member, I have no responsibilities related to the management of the invested assets that provide income tomaintain the property. Those responsibilities are held by the Managers, Mark Duffy and Leigh Ann Meinecke. However, as part owner of the property, I am involved in the care and up keep of the cabin which includes cleaning and minor repairs for general maintenance. I am reimbursed for any expenses I incur for maintenance I do, but receive no compensation for the work that I do. ZOAR LUTHERAN CHURCH POSITION: church council member NATURE: The mission statement of Zoar Lutheran Church is: "Energized by Jesus, a grateful Zoar gathers, grows, and gives!" INVESTMENT RELATED: No NUMBER OF HOURS: 6 SECURITIES TRADING HOURS: 1 START DATE: 01/13/2023 ADDRESS: 314 E Indiana Ave, Perrysburg OH 43551, United States DESCRIPTION: I will be elected to a three year term and will attend monthly board meetings acting as a member of the council to be the managing authority of the congregation.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-06-21
  • S66 Uniform Combined State Law Examination
    2014-06-21

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