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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-08-03 |
| FL | RA | APPROVED | 2023-07-25 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pnc Bank | Boca Raton | FL | 11/2014 | 11/2018 |
| Hsbc | Boca Raton | FL | 11/2018 | 10/2021 |
| Unemployed | Greenacres | FL | 11/2021 | 05/2023 |
| J.P. Morgan Securities Llc | Boca Raton | FL | 06/2023 | Present |
| Jpmorgan Chase Bank, N.A. | Boca Raton | FL | 06/2023 | Present |
| Jq Solutions | Boca Raton | FL | 05/2023 | Present |
Entity Name: JQ SOLUTIONS Investment related: No Address: BOCA RATON FL 33433 Nature of the other business: Medical Billing Company Position/Title/Relationship: Employee/Contractor Start Date: 05/05/2023 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: MEDICAL BILLING COMPANY, INVOICES FOR ONE CHIROPRACTOR OFFICE. NOT SIMILAR TO MY JPMC ROLE. NO CONNECTION TO JPMC.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-02-02 |
| S63 | Uniform Securities Agent State Law Examination | 2014-03-11 |
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