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Inactive

Michael Dennis Louis Ryan

Broadway Wealth Solutions

San Antonio, TX

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Current Employers
Broadway Wealth Solutions

1177 N.E. Loop 410 5Th Floor, San Antonio, TX 78209 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-03-17
TX RA APPROVED 2022-11-14
  • CA RA
    APPROVED
    Since 2025-03-17
  • TX RA
    APPROVED
    Since 2022-11-14

Branch Locations

1177 N.E. Loop 410 5Th Floor, San Antonio, TX 78209 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Santa Rosa CA 03/2015 01/2017
Bank Of America, N.A. Santa Rosa CA 09/2015 01/2017
Cuso Financial Services, Lp San Diego CA 02/2017 Present
Redwood Credit Union Santa Rosa CA 02/2017 Present
  • 03/2015 → 01/2017
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Santa Rosa, CA
  • 09/2015 → 01/2017
    Bank Of America, N.A.
    Santa Rosa, CA
  • 02/2017 → Present
    Cuso Financial Services, Lp
    San Diego, CA
  • 02/2017 → Present
    Redwood Credit Union
    Santa Rosa, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-07-21
S63 Uniform Securities Agent State Law Examination 2014-03-11
  • S66 Uniform Combined State Law Examination
    2015-07-21
  • S63 Uniform Securities Agent State Law Examination
    2014-03-11
Other Names
  • Michael Dennislouis Ryan
  • Michael Dennis Louis Ryan
  • Michael Dennis Louis Ryan
  • Michael Dennis Louis Ryan

View on SEC IAPD

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Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SAN ANTONIO, TX
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SAN ANTONIO, TX
1900 WEALTH · SAN ANTONIO, TX
ROCKEFELLER FINANCIAL LLC · San Antonio, TX
PARK AVENUE SECURITIES LLC · SAN ANTONIO, TX
RBC CAPITAL MARKETS, LLC · SAN ANTONIO, TX
KESTRA ADVISORY SERVICES, LLC · San Antonio, TX
TITLEIST ASSET MANAGEMENT, LLC · San Antonio, TX

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