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Current Employers
Prosperity Capital Advisors

30400 Detroit Road Suite 201, Westlake, OH 44145 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-01-29
LA RA APPROVED 2023-10-27
TX RA APPROVED_RES 2018-04-06
OH RA APPROVED 2015-06-02
  • FL RA
    APPROVED
    Since 2025-01-29
  • LA RA
    APPROVED
    Since 2023-10-27
  • TX RA
    APPROVED_RES
    Since 2018-04-06
  • OH RA
    APPROVED
    Since 2015-06-02

Branch Locations

30400 Detroit Road Suite 201, Westlake, OH 44145 • United States

700 Taylor Road Suite 170, Gahanna, OH 43230 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Keystone Financial Group (D.b.a. For Advisory Business) Columbus OH 11/2011 Present
C2P Capital Advisory Group, Llc Dba Prosperity Capital Advisors Westlake OH 05/2015 Present
  • 11/2011 → Present
    Keystone Financial Group (D.b.a. For Advisory Business)
    Columbus, OH
  • 05/2015 → Present
    C2P Capital Advisory Group, Llc Dba Prosperity Capital Advisors
    Westlake, OH
Previous Registrations
Other Businesses

1) Brian Minier is a licensed insurance agent conducting business from his registered location. In this capacity, he may offer fixed insurance products including but not to limited life insurance, annuities, disability insurance, long term care insurance and Medicare supplements and receives normal and customary commissions as a result of any sales. In addition, he may receive other compensation such as fixed life trails. Mr. Minier spends approx. 10 hrs/week during trading hours on this activity. 2) Brian Minier works with the local chapter of the American Financial Education Alliance (AFEA). Mr. Minier conducts several seminars per month to help eliminate financial illiteracy as part of his marketing efforts. Mr. Minier spends approximately four hours per month on this activity during non-trading hours. There are no product sales or company names mentioned at these seminars. 3) Brian Minier is a owner and board member of BFM Financial Services LLC, out of Gahanna, OH. Brian spends approximately 20 hours per month outside of securities trading hours, and approximately 25 hours per month during securities trading hours on this business investment-related activity. 4) Brian Minier is a partner in Keystone Financial Group, LLC which is the operating entity for Mr. Minier's advisory and insurance business and the dba he uses to promote his advisory activities. Mr. Minier spends approximately forty hours per week during trading hours working under this entity. 5) Brian Minier serves as a board member of Grace Fellowship Church of Pickerington, OH. Brian spends approximately 3 hours per month outside of securities hours and 0 hours per month during securities trading hours on this activity. This is not an investment-related activity. 6) Brian Minier is on the board of directors at Encompass World Partners, a global missions organization located in Doraville, GA. Brian spends approximately 2 hours per month outside of securities trading hours and 0 hours per month during securities trading hours on this activity. This is not an investment-related activity.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-03-16
  • S65 Uniform Investment Adviser Law Examination
    2015-03-16

View on SEC IAPD

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