Malon D Jennings

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2015 → 06/2024
  Momentum Independent Network Inc.
  Tyler, TX
• 06/2024 → Present
  Ubs Financial Services Inc.
  Tyler, TX

Previous Registrations

• 2015-07-21 → 2024-06-18
  Momentum Independent Network Inc.
  Tyler, TX
• 2010-01-01 → 2015-06-22
  Ubs Financial Services Inc.
  Tyler, TX

Other Businesses

K & R Holdings LLC; non-investment related; Tyler, TX; LLC holding company established to own a LiDAR scanning business; Vice President; Started 07/01/2022; 0 hrs/mo; no regular duties.

Exams

• S66 Uniform Combined State Law Examination
  2009-12-29
• S63 Uniform Securities Agent State Law Examination
  2004-09-17

Other Names

• Malon Dee Preston
• Edmonds D Malon
• Malon D Thomas
• Malon D Edmonds
• Malon D Thomas
• Malon D Jennings
• Malon Dee Jennings